The manifestation and policy boundaries of the "off-site funding" of the anti-non-propaganda month.
Release time:
Jul 05,2022
"Over-the-counter allocation" refers to the activities of lending funds to investors at a ratio several times higher than the margin paid by investors, organizing investors to use borrowed funds and margin for stock and futures trading in specific securities and futures accounts, and collecting interest, fees or revenue sharing. Behavior patterns mainly include:
"Over-the-counter allocation" refers to the activities of lending funds to investors at a ratio several times higher than the margin paid by investors, organizing investors to use borrowed funds and margin for stock and futures trading in specific securities and futures accounts, and collecting interest, fees or revenue sharing. Behavior patterns mainly include:
1. System sub-warehouse mode. It mainly refers to the use of the account distribution system by the allocation intermediary to split the securities and futures accounts into a number of virtual trading sub-accounts, and provide them to investors for stock and futures allocation transactions.
2. Lending account model. It mainly refers to the provision of securities and futures accounts owned or controlled by the allocation intermediary to investors for stock and futures allocation transactions.
3. Virtual allocation model. It mainly refers to the use of virtual stock and futures trading systems by capital allocation intermediaries to organize investors to conduct stock and futures capital allocation transactions, and investors' trading orders and funds do not actually enter the securities and futures trading markets.
4. Point-to-point purchase and distribution model. The main advice to buyers (I. e., the demand side of funds) to provide stock and futures trading strategies, investors (I. e., fund providers) to provide allocation funds and securities and futures accounts, the two sides through the allocation of intermediary agencies to facilitate the stock, futures allocation transactions, and according to the agreement to share investment income.
According to the relevant provisions of the Securities Law and the regulations on the Administration of Futures Trading, engaging in "over-the-counter capital allocation" is suspected of illegally operating securities and futures business (behavior patterns 1, 2 and 4). Engaging in false allocation is suspected of fraud and other illegal and criminal activities (behavior mode 3).
Investors should be wary of "over-the-counter capital allocation" behavior, choose legal institutions in the investment process, adhere to rational investment, and enhance their own risk prevention awareness and self-protection ability, and beware of being deceived.
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