The manifestations and policy boundaries of the "illegal recommendation of stocks, funds and futures" of the anti-non-propaganda month.
Release time:
Jul 05,2022
"Illegal recommendation of funds" refers to the business activities in which unqualified institutions and individuals provide investment advice on public funds and other investment products approved by the CSRC to investors or clients, and directly or indirectly obtain economic benefits.
"Illegal recommendation of funds" refers to the business activities in which unqualified institutions and individuals provide investment advice on public funds and other investment products approved by the CSRC to investors or clients, and directly or indirectly obtain economic benefits. "Illegal recommendation of stock futures" refers to the activities of unqualified institutions and individuals to provide investors or clients with direct or indirect paid consulting services such as securities and futures investment analysis, forecasting or advice. The pattern of "illegal recommendation of stocks, funds and futures" mainly includes:
1. Webcast, short video recommended stock fund futures. It mainly refers to the creation or use of Internet platforms to open live studios or publish short videos, and directly or indirectly recommend stock fund futures in the name of "anchor", "broadcaster", "blogger" and "circle owner.
2. Weibo and WeChat recommend stock fund futures. Mainly refers to the direct or indirect recommendation of stock fund futures in the name of "stock god", "big V" and "teacher" through social networking tools such as Weibo and WeChat.
3. Software recommends stock fund futures. Mainly refers to the sale or provision of recommended stock fund futures software, to provide stocks, funds, futures varieties of investment analysis, selection recommendations, trading timing recommendations, forecast price trends.
4. Training recommended stock fund futures. Mainly refers to the promotion of "financial management", "investor education", "financial education", "stock speculation", "buy base" and other courses, holding investment lectures, reports, analysis meetings and other ways to directly or indirectly recommend stock fund futures.
According to the relevant provisions of the Fund Law, the act of "illegally recommending funds (public offering)" is suspected of engaging in fund service business without authorization. According to the relevant provisions of the Securities Law, the act of "illegally recommending stocks" is suspected of illegally operating securities business. According to the relevant provisions of the Regulations on the Administration of Futures Trading, the act of "illegally recommending futures" is suspected of illegally operating futures business.
Investors should be wary of "illegally recommending stocks, funds, and futures", choose legal institutions in the investment process, insist on rational investment, and enhance their own risk prevention awareness and self-protection capabilities, and beware of being deceived.
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